No one enjoys having to initiate employee discipline. Yet, this is part of the manager’s responsibility to maintain order and workplace compliance. There’s a few steps that must be followed in order to manage appropriate disciplinary actions and it all begins – and ends – with documentation.
Disciplinary Actions Must Be In Writing
Anytime it is appropriate to discipline an employee, put it in writing. This can be on paper and filed in a paper filing system, sent in email and then printed and saved to employee’s file, or shared and recorded to a digital personnel file. This is for the protection of the manager and the company and it supports an appropriate manager-employee relationship.
Employee Discipline Must Be Timely
It is important to issue the discipline right away. Don’t wait three weeks or until their next performance review. If the issue is a big enough deal to impact the employee’s current or future standing, do it right away. Waiting is not good practice.
Disciplinary Action Must Never Be a Secret
It is not appropriate to keep an infraction secret from the employee and then drop it like a bomb in an employee review. The employee must know about it when it happens. Having issued the discipline in a timely manner and recorded it in writing, provides documentation in support of a future promotion or demotion.
All Disciplinary Records Must Be Filed
No matter what form (paper, email, digital) employee discipline is issued, the disciplinary action must be put in the employee’s personnel file. This is not something you leave laying in the “file” bin or somewhere on or in your desk. Putting proper documentation in the personnel file is necessary for Human Resources to prepare for any litigious actions from a demotion or termination.
Do you have a particularly difficult disciplinary situation you’re struggling with? We’d love to help so you stay in compliance and implement a healthy disciplinary practice. Reach out! We’re here to help.
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